Umpqua Bank wanted to deliver on its commitment to keeping its account holders informed, but this commitment presented a challenge when it came to compliance and audit considerations such as email retention and retrieval. Strategic discussions between the bank and Harland Clarke Digital revealed that Harland Clarke Digital’s SM:Vault archival solution was ideally suited to meet the bank’s email compliance and audit needs.download pdf
As banks grow they must have efficient processes and procedures in place to effectively manage compliance and risk from an internal and external standpoint. Whether it’s showing proficiency in securing spreadsheets that utilize account holder data to demonstrating a healthy knowledge of the specific internal audit procedures, being proactive is a much smarter approach to the world of governance, risk and compliance.
Manage risk. Track compliance. Be audit ready. How are you currently managing your governance, risk and compliance (GRC) needs? Discover the many benefits of our GRC Spotlight, powered by LockPath.®
Financial institutions need a strategy that identifies the best checking prospects, successfully targets them, and captures their attention with a strong incentive. Here are three ways to attract and obtain more checking account holders.